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Disaster recovery plan for secure printed documents

 
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When Hurricane Ike struck the Texas Gulf Coast last September, one of the many startling images swirling through the media showed office buildings in downtown Houston with floor after floor of broken windows—and a flurry of office papers flying amid the shattered glass. The first reaction was, naturally, one of empathy and concern for the people suffering this catastrophic disaster. Then a second reaction kicked in: What if this happened to your business? What kind of disaster recovery plan do you have in place to protect your—and your customers’—valuable paper-based information?

No need for the paper chase

“My first question back to you would be: ‘Why are you keeping paper documents?’” says Keith Moore, chief technologist, worldwide sales and services for HP’s Imaging and Printing Group.

The answers run the gamut from simple convenience to the fact that paper documents are in some cases required for regulatory or other legal reasons to, well, busy companies not quite getting around to actually implementing a disaster recovery plan.

“My second question: ‘What would happen if you really lost these paper documents?’” says Moore. “If it turns out you don’t really need them, you dodged a bullet. But if the documents contain valuable or essential information for myriad business reasons, it’s imperative that you be able to reproduce them. That’s why you need to have a plan in place to digitize or scan them early in the process.”

Companies can choose from several approaches. You can scan as soon as a document comes in the door. Or you can scan after you have finished working with documents. EDS, an HP company, offers such a back-office conversion service for digitizing large volumes of documents at high speeds from a central location.

Once digitized, less critical documents can be shredded. Of course, certain types of documents—such as contracts or financial and medical records—must be kept for regulatory reasons. In this case, you can send them for long-term records retention and scan-on-demand, as needed. HP partners with a number of companies, such as Iron Mountain, to offer you the appropriate document storage and conversion capability.

The shift from paper to digital records retention—it’s a good thing

Here’s a comforting thought should your company be faced with damaged or destroyed paper documents: These days, very few original documents sit on the desktop or in the filing cabinet. An increasing number of documents now begin in a digital format as, for example, Word or Excel files. So when you see papers flying out the door, having a solid digital records retention policy in place can be a lifesaver.

“We’re seeing more documents moving within a start-digital and end-digital environment, with paper transient in the middle,” explains Moore. For example, think of your airline boarding pass as the one remaining paper component of the whole e-ticketing process.

“More times than not, paper is just a printed copy of a digital original stored securely somewhere online. The challenge here is making sure you have a process in place for keeping track of digital documents, so the right people can access them as needed.”

Where to begin?

Motivated to re-examine your company’s paper trail?

Start by assessing your document flow and records retention policies.
In many cases, companies have no idea what’s being printed where, what’s available in digital format or what’s stored where in paper or digital form. Oftentimes, different departments or regional offices have different policies and practices in place, so it makes sense to look at the bigger corporate picture.

“We can work with you to conduct a document flow analysis and to implement a sound approach to managing imaging and printing devices as well as records retention,” says Moore.

Where and how you store digital data is a critical component of your solution.

“We can guide you in implementing best practices and policies to help ensure you know what’s stored where, with the level of access and security appropriate to your business needs,” adds Moore. “HP is the one company that can help you plan, design and implement every facet of a your physical-to-digital document and information management strategy—including multifunction printers, document retention systems, indexing solutions, scanning mechanisms, e-discovery and storage systems plus the consulting and outsourcing services to support you at every step.”

Don’t wait until the next storm warnings: test your plan now

Moore offers some smart advice based on real customer experiences.

“After you have developed a document backup and recovery plan, be sure and test it out,” he says. “The worst time to find out the plan is not working is when you really, really need it to.”

The steps you need to take to protect your documents and information before the next unpredictable event roars your way are quite clear: Launch your disaster recovery plan now. Test it and test it again. Then hope you never have to use it.


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What about what’s at the printer?

Another disaster recovery scenario to consider: For whatever reason—hurricane or other unplanned event—your office is evacuated. But your unattended printers remain, sitting on your network the same as any laptop or PC—with data-filled memory and hard drives.

“This leaves your multifunction printer vulnerable to the same risks as, say, a stolen laptop,” says Michael Howard, worldwide business development manager for security solutions with HP’s Imaging and Printing Group. “And it’s why you need to extend your IT security and compliance strategy to include imaging and printing.”

With document security in mind, HP is the first printer manufacturer with a security checklist approved by the National Institute of Standards and Technology — with an imaging and printing security framework focusing on three critical security functions to:
  • Secure the physical device, including access controls for management and use, secure file deletion and physical security
  • Protect information on the network through media access protocols such as 802.1 and secure management, scanning and printing protocols
  • Effectively monitor and manage fleets of imaging and printing devices